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NASD Arbitration Solution - 9780470126325

Un libro in lingua di Hine Thomas J. Brubaker John K. edito da John Wiley & Sons Inc, 2007

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The right brain guide to NASD compliance for Registered Representatives

This book tells the thrilling story of Thomas Hine's 22-month NASD arbitration, and how he applied timeless martial arts principles to build and protect his wealth advisory practice. The authors combine courtroom drama, vivid anecdotes, analogies, humor, and practical "how to" advice to create the definitive one-stop resource for Registered Representatives.

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